Regulatory Disputes

More now than ever the UK financial services industry has become subject to sophisticated and detailed regulation. It’s easy to buckle under the weight of regulation and consumer protection but we help protect our clients against any unmerited claims and those who have suffered at the hands of poor advisors.

We help our clients to navigate these highly onerous regulations and seek to ensure that they operate within the remits laid down by the UK financial services regulators.

Disputes can take many forms, from dissatisfied customers and investors through to complaints to the following regulators:       

The Financial Conduct Authority


The Financial Ombudsman


The Financial services Commission Service

We assist clients both in defending and bringing claims with many in the sector finding themselves subjected to claims and complaints we’ll protect you to ensure unmerited claims or disputes are defended with vigour.

Meet the Team

We’re passionate about providing the right solutions and driven to make a positive difference in everything we do.

"This is exactly why we like to work with people who understand the industry and can identify potential issues and create solutions."

Jon Saltinstall, Senior HealthCare Banking Consultant, Lloyds Bank